SFC Licences of MAN Sing Wa 文星華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wings Securities (HK) Limited 金鵬證券有限公司 | RO | 1 | 06 October 2023 | |
Tian Yuan Finance Limited 天元金融有限公司 | RO | 9 | 24 January 2022 | 30 June 2023 |
Tian Yuan Finance Limited 天元金融有限公司 | RO | 4 | 24 January 2022 | 30 June 2023 |
Tian Yuan Finance Limited 天元金融有限公司 | RE | 9 | 11 January 2022 | 24 January 2022 |
Tian Yuan Finance Limited 天元金融有限公司 | RE | 4 | 11 January 2022 | 24 January 2022 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 4 | 30 August 2017 | 25 June 2021 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 19 December 2016 | 25 June 2021 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 15 June 2015 | 19 December 2016 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 15 June 2015 | 19 December 2016 |
Chief Commodities Limited 致富期貨商品有限公司 | RE | 2 | 11 September 2009 | 04 June 2015 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 19 May 2008 | 04 June 2015 |
Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 1 | 05 June 2007 | 05 May 2008 |