SFC Licences of MAN Sing Wa 文星華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tian Yuan Finance Limited 天元金融有限公司 |
RO | 4, 9 | 24 January 2022 | |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 |
RE | 1 | 05 June 2007 | 05 May 2008 |
| Tian Yuan Finance Limited 天元金融有限公司 |
RE | 4, 9 | 11 January 2022 | 24 January 2022 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RE | 4 | 30 August 2017 | 25 June 2021 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RE | 9 | 19 December 2016 | 25 June 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 15 June 2015 | 19 December 2016 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2 | 15 June 2015 | 19 December 2016 |
| Chief Commodities Limited 致富期貨商品有限公司 |
RE | 2 | 11 September 2009 | 04 June 2015 |
| Chief Securities Limited 致富證券有限公司 |
RE | 1 | 19 May 2008 | 04 June 2015 |