SFC Licences of LI Ran 厲冉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
L&R Capital Limited 析理資本有限公司 RO 9 19 January 2018
L&R Capital Limited 析理資本有限公司 RO 4 19 January 2018
L&R Capital Limited 析理資本有限公司 RE 9 08 November 2017 19 January 2018
L&R Capital Limited 析理資本有限公司 RE 4 08 November 2017 19 January 2018
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 12 October 2011 09 June 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 12 October 2011 09 June 2017
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 01 June 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 01 June 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 22 May 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 22 May 2007 29 September 2008