SFC Licences of MOK Li Yee
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 16 May 2007 | 31 December 2010 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 16 May 2007 | 31 December 2010 |