SFC Licences of QIU Haiyan 邱海燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tongfang Securities Limited 同方證券有限公司 | RO | 4 | 31 May 2018 | 21 May 2021 |
| Tongfang Securities Limited 同方證券有限公司 | RE | 4 | 15 May 2018 | 31 May 2018 |
| Tongfang Securities Limited 同方證券有限公司 | RE | 9 | 13 February 2018 | 21 May 2021 |
| SPQ Asia Capital Limited | RE | 9 | 06 September 2016 | 04 October 2017 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 29 September 2014 | 01 August 2016 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RO | 4 | 30 May 2012 | 05 September 2014 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 24 February 2011 | 30 May 2012 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 25 June 2010 | 01 February 2011 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 4 | 23 September 2008 | 01 June 2010 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 4 | 17 May 2007 | 01 June 2010 |