SFC Licences of WINDSOR Richard Hector Stanley
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 26 May 2008 | 27 May 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 16 May 2007 | 17 May 2007 |