SFC Licences of CHEN Jing 陳靜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Tonghai Capital Limited 中國通海企業融資有限公司
RE 6 08 January 2016 29 February 2016
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RO 6 10 August 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1 03 May 2018
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 6 03 May 2018 10 August 2018
Mason Securities Limited 茂宸證券有限公司
RO 6 11 November 2016 15 January 2018
Mason Securities Limited 茂宸證券有限公司
RE 1 09 September 2016 15 January 2018
Mason Securities Limited 茂宸證券有限公司
RE 6 09 September 2016 11 November 2016
China Tonghai Capital Limited 中國通海企業融資有限公司
RO 6 29 February 2016 13 May 2016
Piper Jaffray Asia Limited 派杰亞洲有限公司
RE 6 24 May 2010 11 September 2012
ICBC International Capital Limited 工銀國際融資有限公司
RE 1 25 January 2010 05 May 2010
ICBC International Capital Limited 工銀國際融資有限公司
RE 6 29 December 2009 05 May 2010
VC Capital Limited 滙盈融資有限公司
RE 6 01 September 2009 08 December 2009
Piper Jaffray Asia Limited 派杰亞洲有限公司
RE 6 04 June 2007 01 April 2009