SFC Licences of BARBER Christopher Jonathan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 14 August 2013 | 30 November 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 14 August 2013 | 30 November 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 14 August 2013 | 30 November 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 14 August 2013 | 30 November 2014 |
UBS Securities Asia Limited | RE | 1 | 16 May 2007 | 18 May 2013 |