SFC Licences of CHAN Carman Wing Yan 陳詠欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Bradbury Asset Management (Hong Kong) Limited | RO | 9 | 23 November 2016 | |
Iridium Capital Limited 泓達資產管理有限公司 | RO | 9 | 29 January 2015 | 01 December 2015 |
Iridium Capital Limited 泓達資產管理有限公司 | RO | 4 | 29 January 2015 | 01 December 2015 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RO | 9 | 28 December 2011 | 27 January 2015 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RO | 4 | 28 December 2011 | 27 January 2015 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 9 | 17 October 2011 | 28 December 2011 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 4 | 17 October 2011 | 28 December 2011 |
Generali Investments Asia Limited 忠利投資亞洲有限公司 | RE | 9 | 29 August 2008 | 01 October 2008 |
Generali Investments Asia Limited 忠利投資亞洲有限公司 | RE | 5 | 29 August 2008 | 01 October 2008 |
Generali Investments Asia Limited 忠利投資亞洲有限公司 | RE | 4 | 29 August 2008 | 01 October 2008 |
Generali Investments Asia Limited 忠利投資亞洲有限公司 | RE | 1 | 06 May 2008 | 01 October 2008 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 22 May 2007 | 11 March 2008 |