SFC Licences of CHAN Kwok Chiu 陳國超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 RO 9 20 February 2023
Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 RO 4 20 February 2023
Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 RE 9 17 February 2023 20 February 2023
Waton Securities International Limited 華通證券國際有限公司 RO 9 10 February 2022 31 January 2023
Finet Securities Limited 財華證券有限公司 RO 9 09 March 2021 13 June 2021
Finet Securities Limited 財華證券有限公司 RE 9 22 December 2020 09 March 2021
Richland Asset Management (HK) Limited 高盈資產管理(香港)有限公司 RO 9 13 April 2017 30 June 2020
Pinxin (Hong Kong) Asset Management Co. Limited 品信(香港)資產管理有限公司 RO 9 13 November 2014 21 September 2015
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 RO 9 30 April 2013 28 February 2014
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 9 03 June 2011 19 January 2012
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 9 18 January 2011 16 May 2011
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 9 01 December 2010 18 January 2011
Arta Asset Management Limited 裕承資產管理有限公司 RE 1 03 March 2010 31 July 2010
KCG Fund Management Limited 寶通基金管理有限公司 RO 9 27 March 2009 04 September 2009
KCG Fund Management Limited 寶通基金管理有限公司 RO 4 27 March 2009 04 September 2009
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 9 27 March 2009 04 September 2009
KCG Securities Asia Limited 寶通證券亞洲有限公司 RO 4 27 March 2009 04 September 2009
KCG Fund Management Limited 寶通基金管理有限公司 RE 9 28 August 2007 27 March 2009
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 1 17 July 2007 04 September 2009
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 4 17 July 2007 27 March 2009
KCG Securities Asia Limited 寶通證券亞洲有限公司 RE 9 17 July 2007 27 March 2009