SFC Licences of BOURNE Andrew Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 01 March 2019 | 09 March 2019 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 March 2019 | 09 March 2019 |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 24 July 2013 | 25 October 2016 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 25 October 2016 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 11 June 2010 | 25 October 2016 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 June 2010 | 25 October 2016 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 11 June 2010 | 24 July 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 11 June 2010 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 11 June 2010 | 06 December 2010 |
UBS Securities Asia Limited | RE | 1 | 16 May 2007 | 11 March 2010 |
UBS Securities Asia Limited | RE | 2 | 16 May 2007 | 11 March 2010 |