SFC Licences of LIU Jiang Brandon 劉將
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 24 May 2012 | 25 October 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 07 May 2012 | 12 April 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 May 2012 | 12 April 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 30 November 2011 | 10 January 2012 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 10 January 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 10 March 2010 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 22 October 2007 | 06 December 2010 |
| Ortus Capital Management Limited 泓策投資管理有限公司 | RE | 9 | 21 May 2007 | 13 August 2007 |