SFC Licences of CHU Wen-Hsien 朱文賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Critica Capital Management Limited 其迪資產管理有限公司 | RO | 9 | 06 November 2017 | 05 February 2018 |
Critica Capital Management Limited 其迪資產管理有限公司 | RE | 9 | 01 September 2017 | 06 November 2017 |
Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 06 November 2012 | 30 June 2016 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 21 June 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 May 2007 | 21 June 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 21 May 2007 | 20 August 2010 |