SFC Licences of QIN Xiao 秦瀟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quintus Partners Limited | RE | 6 | 29 April 2016 | 02 May 2017 |
| Quintus Partners Limited | RE | 1 | 29 April 2016 | 02 May 2017 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 12 March 2010 | 15 August 2012 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 12 March 2010 | 15 August 2012 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 12 March 2010 | 15 August 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 23 April 2009 | 05 June 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 April 2009 | 05 June 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 May 2007 | 12 February 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 21 May 2007 | 12 February 2008 |