SFC Licences of YIU Chun Yu 姚震宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 03 June 2010 | 24 May 2012 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 03 June 2010 | 24 May 2012 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 02 July 2009 | 22 May 2010 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 24 June 2009 | 22 May 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 May 2007 | 21 June 2009 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 21 May 2007 | 31 July 2008 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 21 May 2007 | 31 July 2008 |