SFC Licences of LAM Lorraine Sien-yue 林倩如

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Righteous Capital Limited 正平資本有限公司 RE 9 30 November 2020 18 November 2022
Righteous Capital Limited 正平資本有限公司 RE 4 30 November 2020 18 November 2022
Righteous Capital Limited 正平資本有限公司 RE 1 30 November 2020 18 November 2022
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 9 11 November 2015 01 August 2017
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 4 30 May 2014 01 August 2017
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 RE 1 30 May 2014 01 August 2017
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 05 December 2011 04 October 2012
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 23 April 2010 04 October 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 29 May 2007 02 July 2008