SFC Licences of LAM Lorraine Sien-yue 林倩如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Righteous Capital Limited 正平資本有限公司 | RE | 9 | 30 November 2020 | 18 November 2022 |
Righteous Capital Limited 正平資本有限公司 | RE | 4 | 30 November 2020 | 18 November 2022 |
Righteous Capital Limited 正平資本有限公司 | RE | 1 | 30 November 2020 | 18 November 2022 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 9 | 11 November 2015 | 01 August 2017 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 30 May 2014 | 01 August 2017 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 30 May 2014 | 01 August 2017 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 05 December 2011 | 04 October 2012 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 23 April 2010 | 04 October 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 29 May 2007 | 02 July 2008 |