SFC Licences of THIRUVENGADASAMY Balaji
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 March 2020 | 23 September 2020 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 18 December 2015 | 31 December 2015 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 09 November 2015 | 13 November 2015 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 September 2015 | 02 October 2015 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 25 May 2012 | 31 August 2015 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 May 2012 | 31 August 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 13 June 2011 | 22 May 2012 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 13 June 2011 | 22 May 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 13 June 2011 | 22 May 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 June 2011 | 22 May 2012 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 25 May 2007 | 13 April 2011 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 May 2007 | 13 April 2011 |