SFC Licences of YIP Shun Man 葉舜文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Capital Limited 建銀國際金融有限公司 RE 6 27 September 2016
CCB International Capital Limited 建銀國際金融有限公司 RE 4 27 September 2016
CCB International Capital Limited 建銀國際金融有限公司 RE 1 27 September 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 27 July 2012 27 May 2016
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 1 27 July 2012 27 May 2016
Merrill Lynch Far East Limited RE 6 29 August 2011 27 April 2012
Merrill Lynch (Asia Pacific) Limited RE 6 29 August 2011 27 April 2012
Merrill Lynch Far East Limited RE 4 29 August 2011 27 April 2012
Merrill Lynch (Asia Pacific) Limited RE 4 29 August 2011 27 April 2012
Merrill Lynch Far East Limited RE 1 29 August 2011 27 April 2012
Merrill Lynch (Asia Pacific) Limited RE 1 29 August 2011 27 April 2012
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 21 May 2007 27 May 2011
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 1 21 May 2007 27 May 2011