SFC Licences of YIP Shun Man 葉舜文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 27 September 2016 | |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 27 September 2016 | |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 27 September 2016 | |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 1 | 27 July 2012 | 27 May 2016 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 27 July 2012 | 27 May 2016 |
Merrill Lynch Far East Limited | RE | 6 | 29 August 2011 | 27 April 2012 |
Merrill Lynch Far East Limited | RE | 4 | 29 August 2011 | 27 April 2012 |
Merrill Lynch Far East Limited | RE | 1 | 29 August 2011 | 27 April 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 29 August 2011 | 27 April 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 August 2011 | 27 April 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 August 2011 | 27 April 2012 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 21 May 2007 | 27 May 2011 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 1 | 21 May 2007 | 27 May 2011 |