SFC Licences of TSOI Wai Kwong 蔡偉光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RO | 3 | 10 May 2023 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RO | 5 | 10 May 2023 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RO | 2 | 03 September 2018 | |
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 28 March 2011 | 10 May 2023 |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 22 September 2008 | 03 September 2018 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 22 September 2008 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 May 2007 | 20 September 2008 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 21 May 2007 | 20 September 2008 |