SFC Licences of NAM Dong Soo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 4 | 21 July 2016 | 12 July 2018 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 2 | 21 July 2016 | 12 July 2018 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 1 | 31 December 2010 | 12 July 2018 |
| MUSHK Limited | RE | 1 | 18 August 2010 | 30 December 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 18 May 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 18 May 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 25 May 2007 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 25 May 2007 | 29 September 2008 |