SFC Licences of CHAN Sui On 陳瑞安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Springhill Fund Asset Management (HK) Company Limited 啓峰資本資產管理(香港)有限公司 | RE | 9 | 06 April 2022 | |
| Snow Lake Capital (HK) Limited 雪湖資本(香港)有限公司 | RE | 9 | 11 September 2013 | 11 March 2022 |
| Interactive Brokers LLC 盈透有限公司 | RE | 3 | 22 January 2013 | 16 August 2013 |
| Interactive Brokers LLC 盈透有限公司 | RE | 2 | 27 November 2012 | 16 August 2013 |
| Interactive Brokers LLC 盈透有限公司 | RE | 1 | 27 November 2012 | 16 August 2013 |
| ConvergEx Asia Pacific Limited | RE | 1 | 24 May 2011 | 10 May 2012 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 28 October 2008 | 21 May 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 28 October 2008 | 21 May 2011 |
| Celestial Securities Limited 時富證券有限公司 | RE | 3 | 17 January 2008 | 05 October 2008 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 04 October 2007 | 05 October 2008 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 25 May 2007 | 05 October 2008 |