SFC Licences of LAM Chi Ping 林治平

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Northern Trust Company of Hong Kong Limited, The RO 2 07 August 2024
Northern Trust Company of Hong Kong Limited, The RE 2 25 October 2022 07 August 2024
Northern Trust Company of Hong Kong Limited, The RO 9 25 October 2022
Northern Trust Company of Hong Kong Limited, The RO 4 22 August 2017
Northern Trust Company of Hong Kong Limited, The RO 1 07 July 2016
Northern Trust Company of Hong Kong Limited, The RE 1 09 July 2014 07 July 2016
UBS Asset Management (Hong Kong) Limited RE 1 01 February 2013 22 May 2014
UBS Asset Management (Hong Kong) Limited RE 9 29 October 2008 22 May 2014
UBS Asset Management (Hong Kong) Limited RE 4 29 October 2008 22 May 2014
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 05 November 2007 09 October 2008
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 05 November 2007 09 October 2008
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 05 November 2007 09 October 2008
Brown Brothers Harriman (Hong Kong) Limited RE 1 16 July 2007 01 September 2007