SFC Licences of LAM Chi Ping 林治平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RO | 9 | 25 October 2022 | |
| Northern Trust Company of Hong Kong Limited, The | RE | 2 | 25 October 2022 | |
| Northern Trust Company of Hong Kong Limited, The | RO | 4 | 22 August 2017 | |
| Northern Trust Company of Hong Kong Limited, The | RO | 1 | 07 July 2016 | |
| Northern Trust Company of Hong Kong Limited, The | RE | 1 | 09 July 2014 | 07 July 2016 |
| UBS Asset Management (Hong Kong) Limited | RE | 1 | 01 February 2013 | 22 May 2014 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 29 October 2008 | 22 May 2014 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 29 October 2008 | 22 May 2014 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 05 November 2007 | 09 October 2008 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 05 November 2007 | 09 October 2008 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 05 November 2007 | 09 October 2008 |
| Brown Brothers Harriman (Hong Kong) Limited | RE | 1 | 16 July 2007 | 01 September 2007 |