SFC licenceholder AOY533 CHAN Soo Sum 陳素心

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 22 September 2020

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 10 August 2015
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 21 February 2014
SMBC Nikko Securities (Hong Kong) Limited RE [1] (Dealing in Securities) 13 January 2011 27 September 2013
VC Brokerage Limited 滙盈證券有限公司 RE [1] (Dealing in Securities) 25 July 2007 27 November 2010
VC Futures Limited 滙盈期貨有限公司 RE [2] (Dealing in Futures Contracts) 25 July 2007 27 November 2010
KGI Asia Limited 凱基證券亞洲有限公司 RE [1] (Dealing in Securities) 22 May 2007 05 July 2007
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 22 May 2007 05 July 2007