SFC Licences of CHAN Soo Sum 陳素心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 10 August 2015 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 21 February 2014 | |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 13 January 2011 | 27 September 2013 |
VC Futures Limited 滙盈期貨有限公司 | RE | 2 | 25 July 2007 | 27 November 2010 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 25 July 2007 | 27 November 2010 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 22 May 2007 | 05 July 2007 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 22 May 2007 | 05 July 2007 |