SFC Licences of LUK Tit Pui 陸秩沛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 07 June 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 December 2010 | 02 October 2017 |
| Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 29 June 2009 | 16 November 2009 |
| Kingston Futures Limited 金利豐期貨有限公司 | RE | 2 | 29 June 2009 | 16 November 2009 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 05 March 2009 | 16 June 2009 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 05 March 2009 | 16 June 2009 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 1 | 31 May 2007 | 01 September 2007 |