SFC Licences of GUO Yves Zhiyi 郭志毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 03 August 2011 | 02 July 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 03 August 2011 | 02 July 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 03 August 2011 | 02 July 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 August 2011 | 02 July 2013 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 01 June 2007 | 05 May 2011 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 June 2007 | 05 May 2011 |