SFC Licences of WONG Kwok Wai 黃國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Solaris Capital Advisors (HK) Limited 碩聯環球投資股份有限公司 | RO | 9 | 27 June 2018 | |
| Solaris Capital Advisors (HK) Limited 碩聯環球投資股份有限公司 | RO | 4 | 27 June 2018 | |
| Optimas Capital Limited 中庸資本有限公司 | RO | 9 | 14 July 2016 | 11 October 2016 |
| Solaris Capital Advisors (HK) Limited 碩聯環球投資股份有限公司 | RE | 9 | 24 September 2015 | 30 June 2016 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 28 January 2013 | 01 September 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 11 May 2010 | 16 November 2012 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 02 September 2009 | 25 April 2010 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 02 September 2009 | 25 April 2010 |
| UBS Securities Asia Limited | RE | 4 | 23 May 2007 | 22 January 2009 |