SFC Licences of MACLEOD Niall James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | 4 | 01 August 2023 | |
| UBS Securities Asia Limited | RE | 4 | 05 June 2008 | 01 August 2023 |
| Geomatrix (H.K.) Limited 世確(香港)有限公司 | RE | 9 | 28 May 2007 | 12 February 2008 |