SFC Licences of LOH Weixian Emily
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Asia Securities Limited | RE | 1 | 10 November 2020 | 07 February 2023 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 02 October 2009 | 30 November 2012 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 30 May 2007 | 01 September 2007 |