SFC Licences of MAES Caroline Nelly Paul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 02 September 2011 | 04 August 2012 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 04 June 2007 | 16 October 2009 |