SFC Licences of POPE Leavitt Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Templewater Hong Kong Limited 善水資本香港有限公司 | RE | 6 | 22 August 2014 | 14 July 2015 |
| Templewater Hong Kong Limited 善水資本香港有限公司 | RE | 1 | 22 August 2014 | 14 July 2015 |
| Templewater Hong Kong Limited 善水資本香港有限公司 | RE | 4 | 29 November 2012 | 01 September 2014 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 | RE | 4 | 22 March 2011 | 29 June 2012 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 | RE | 1 | 22 March 2011 | 29 June 2012 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 28 October 2008 | 20 August 2010 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 25 May 2007 | 20 August 2010 |