SFC Licences of CHIA Janice Jhet Yen

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RiverCircle Investments Limited 合河投資有限公司 RO 9 06 May 2021
RiverCircle Investments Limited 合河投資有限公司 RO 4 06 May 2021
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 RO 4 27 September 2019 23 April 2021
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RO 1 27 September 2019 23 April 2021
SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 RE 9 27 September 2019 23 April 2021
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 RE 1 24 May 2019 27 September 2019
Fosun International Securities Limited 復星國際證券有限公司 RE 6 13 August 2018 19 May 2019
Fosun International Securities Limited 復星國際證券有限公司 RE 1 25 June 2018 19 May 2019
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 08 February 2018 07 June 2018
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 08 February 2018 07 June 2018
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RO 4 08 September 2017 08 February 2018
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RO 1 08 September 2017 08 February 2018
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 07 December 2015 08 September 2017
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 07 December 2015 08 September 2017
Oriental Patron Securities Limited 東英亞洲證券有限公司 RO 4 25 February 2015 29 November 2015
Oriental Patron Securities Limited 東英亞洲證券有限公司 RO 1 25 February 2015 29 November 2015
Oriental Patron Securities Limited 東英亞洲證券有限公司 RE 1 28 November 2013 25 February 2015
CCB International Securities Limited 建銀國際證券有限公司 RE 1 20 October 2010 29 October 2013
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 02 April 2009 24 August 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 28 May 2007 16 October 2008