SFC Licences of WELCH Lionel Peter Howard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 16 August 2012 29 May 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 16 August 2012 29 May 2014
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 16 August 2012 29 May 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 9 22 February 2012 29 May 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 4 22 February 2012 29 May 2014
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 22 February 2012 29 May 2014
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 20 January 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 23 May 2007 20 January 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 23 May 2007 20 January 2011
Morgan Stanley Hong Kong Futures Limited RE 2 23 May 2007 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 7 23 May 2007 06 December 2010