SFC Licences of WELCH Lionel Peter Howard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 16 August 2012 | 29 May 2014 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 16 August 2012 | 29 May 2014 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 16 August 2012 | 29 May 2014 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 22 February 2012 | 29 May 2014 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 22 February 2012 | 29 May 2014 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 22 February 2012 | 29 May 2014 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 20 January 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 May 2007 | 20 January 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 23 May 2007 | 20 January 2011 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 23 May 2007 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 23 May 2007 | 06 December 2010 |