SFC Licences of JONES Stuart Matthew Kevin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 1 | 22 August 2018 | 11 July 2022 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 27 February 2018 | 22 August 2018 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 29 November 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 31 May 2007 | 29 November 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 31 May 2007 | 05 September 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 31 May 2007 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 31 May 2007 | 06 December 2010 |