SFC Licences of DESAI Mohan Kumar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 6 | 28 May 2014 | 10 May 2016 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 4 | 28 May 2014 | 10 May 2016 |
| StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司 | RE | 1 | 28 May 2014 | 10 May 2016 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 09 November 2009 | 01 January 2011 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 09 November 2009 | 01 January 2011 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 29 May 2007 | 14 October 2009 |