SFC Licences of KWOK Hiu Lam 郭曉藍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 18 December 2018 | 18 June 2021 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 26 April 2016 | 18 June 2021 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 1 | 26 April 2016 | 18 June 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 29 September 2015 | 18 April 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 09 September 2013 | 18 April 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 09 September 2013 | 18 April 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 May 2007 | 16 February 2008 |