SFC Licences of ERSOY Alan Metin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 01 February 2019 | |
| UBS Securities Hong Kong Limited | RO | 1 | 21 September 2018 | |
| UBS Securities Asia Limited | RO | 1 | 21 September 2018 | |
| UBS Securities Hong Kong Limited | RE | 1 | 06 November 2017 | 21 September 2018 |
| UBS Securities Asia Limited | RE | 1 | 06 November 2017 | 21 September 2018 |
| UBS Securities Hong Kong Limited | RE | 2 | 06 November 2017 | |
| UBS Securities Asia Limited | RE | 2 | 06 November 2017 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 09 September 2015 | 21 January 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 09 September 2015 | 21 January 2016 |
| Merrill Lynch Far East Limited | RE | 2 | 24 August 2010 | 27 May 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 June 2007 | 27 May 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 01 June 2007 | 27 May 2015 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 June 2007 | 24 August 2010 |