SFC Licences of CHIU Yee Wan 趙依允

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Delftware Capital Management (HK) Limited 德衛奧資產管理(香港)有限公司 RO 9 26 October 2023 09 November 2023
Delftware Capital Management (HK) Limited 德衛奧資產管理(香港)有限公司 RO 4 26 October 2023 09 November 2023
UCAP Securities (HK) Limited 佑聯證券有限公司 RO 9 27 April 2021 22 September 2023
UCAP Securities (HK) Limited 佑聯證券有限公司 RO 4 27 April 2021 22 September 2023
UCAP Securities (HK) Limited 佑聯證券有限公司 RO 1 27 April 2021 22 September 2023
UCAP Securities (HK) Limited 佑聯證券有限公司 RE 9 15 January 2021 27 April 2021
UCAP Securities (HK) Limited 佑聯證券有限公司 RE 4 15 January 2021 27 April 2021
UCAP Securities (HK) Limited 佑聯證券有限公司 RE 1 15 January 2021 27 April 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 04 July 2011 28 August 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 30 May 2007 30 April 2009