SFC Licences of CHIU Yee Wan 趙依允
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Delftware Capital Management (HK) Limited 德衛奧資產管理(香港)有限公司 | RO | 9 | 26 October 2023 | 09 November 2023 |
Delftware Capital Management (HK) Limited 德衛奧資產管理(香港)有限公司 | RO | 4 | 26 October 2023 | 09 November 2023 |
UCAP Securities (HK) Limited 佑聯證券有限公司 | RO | 9 | 27 April 2021 | 22 September 2023 |
UCAP Securities (HK) Limited 佑聯證券有限公司 | RO | 4 | 27 April 2021 | 22 September 2023 |
UCAP Securities (HK) Limited 佑聯證券有限公司 | RO | 1 | 27 April 2021 | 22 September 2023 |
UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 9 | 15 January 2021 | 27 April 2021 |
UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 4 | 15 January 2021 | 27 April 2021 |
UCAP Securities (HK) Limited 佑聯證券有限公司 | RE | 1 | 15 January 2021 | 27 April 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 04 July 2011 | 28 August 2014 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 30 May 2007 | 30 April 2009 |