SFC Licences of PENG Szu-Wei 彭思瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 15 February 2013 | 28 March 2015 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 15 February 2013 | 28 March 2015 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 04 June 2007 | 02 July 2011 |