SFC Licences of JIA Peng 賈鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 19 November 2015 | 03 March 2017 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 19 November 2015 | 03 March 2017 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 19 November 2015 | 03 March 2017 |
BHI Investment Advisors (Asia) Limited | RE | 4 | 28 October 2013 | 06 November 2015 |
BHI Investment Advisors (Asia) Limited | RE | 1 | 28 October 2013 | 06 November 2015 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 17 October 2011 | 26 May 2012 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 17 October 2011 | 26 May 2012 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 20 April 2009 | 10 September 2011 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 April 2009 | 10 September 2011 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 01 June 2007 | 11 September 2007 |