SFC Licences of KEY John Richard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Millennium Capital Management (Hong Kong) Limited	RE	9	03 January 2024
Macquarie Asia Securities Limited	RE	1	26 June 2023	12 October 2023
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	13 May 2021	23 June 2022
Macquarie Capital Limited 麥格理資本股份有限公司	RE	4	13 May 2021	23 May 2022
Macquarie Capital Limited 麥格理資本股份有限公司	RO	4	20 November 2020	13 May 2021
Macquarie Capital Limited 麥格理資本股份有限公司	RO	1	20 November 2020	13 May 2021
Macquarie Capital Limited 麥格理資本股份有限公司	RE	4	14 July 2020	20 November 2020
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	23 June 2020	20 November 2020
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	4	13 December 2018	03 December 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	2	16 July 2018	18 February 2020
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RO	1	14 March 2014	18 February 2020
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	24 June 2013	14 March 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	20 November 2010	17 May 2013
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司	RE	1	02 November 2010	17 May 2013
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司	RE	1	13 December 2007	20 November 2010
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司	RE	1	10 September 2007	10 December 2007
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司	RE	1	06 August 2007	06 September 2007
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司	RE	1	03 July 2007	03 August 2007
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司	RE	1	31 May 2007	01 July 2007