SFC Licences of CHENG Pak To 鄭柏滔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 04 January 2024 | |
Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 | RE | 1 | 05 January 2023 | 15 September 2023 |
Gransing Securities Co., Limited 國投證券有限公司 | RE | 1 | 30 July 2021 | 02 December 2022 |
China-Hong Kong Link Securities Company Limited 中港通證券有限公司 | RE | 1 | 12 March 2020 | 18 June 2021 |
Nerico Brothers Limited | RE | 1 | 10 October 2019 | 12 February 2020 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | 31 March 2019 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 11 December 2015 | 12 February 2017 |
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 1 | 22 July 2013 | 23 November 2015 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 05 July 2007 | 07 May 2008 |