SFC Licences of LIM Kit Yng
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 16 May 2019 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 13 June 2007 | 22 June 2015 |