SFC Licences of STEARN Nicholas Antony

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
J.P. Morgan Broking (Hong Kong) Limited	RO	5	28 February 2023
J.P. Morgan Broking (Hong Kong) Limited	RO	2	28 February 2023
J.P. Morgan Securities (Far East) Limited	RO	4	28 February 2023
J.P. Morgan Securities (Far East) Limited	RO	1	28 February 2023
J.P. Morgan Broking (Hong Kong) Limited	RE	5	07 July 2016	28 February 2023
J.P. Morgan Broking (Hong Kong) Limited	RE	2	07 July 2016	28 February 2023
J.P. Morgan Securities (Far East) Limited	RE	4	07 July 2016	28 February 2023
J.P. Morgan Securities (Far East) Limited	RE	1	07 July 2016	28 February 2023
Merrill Lynch Far East Limited	RO	2	04 September 2015	05 April 2016
Merrill Lynch Far East Limited	RO	1	04 September 2015	05 April 2016
Merrill Lynch (Asia Pacific) Limited	RO	1	04 September 2015	05 April 2016
Merrill Lynch Far East Limited	RE	2	02 September 2010	04 September 2015
Merrill Lynch Far East Limited	RE	1	29 May 2007	04 September 2015
Merrill Lynch (Asia Pacific) Limited	RE	1	29 May 2007	04 September 2015
Merrill Lynch Futures (Hong Kong) Limited	RE	2	29 May 2007	02 September 2010