SFC Licences of CHOI Ming Chun 蔡明竣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 26 January 2023 | 05 May 2023 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 26 January 2023 | 05 May 2023 |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 2 | 14 November 2012 | 02 November 2014 |
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 14 November 2012 | 02 November 2014 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 16 July 2012 | 08 November 2012 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 16 July 2012 | 08 November 2012 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 05 July 2007 | 13 January 2009 |