SFC Licences of SHEETHAL KUMAR Dalpathraj
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 12 February 2014 | 27 October 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 12 February 2014 | 27 October 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 24 January 2013 | 27 October 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 24 January 2013 | 27 October 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 04 June 2007 | 08 October 2012 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 04 June 2007 | 08 October 2012 |