SFC Licences of CARTWRIGHT Olivia Lucy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| E&P Asia (HK) Limited | RO | 4 | 01 April 2021 | |
| E&P Asia (HK) Limited | RO | 1 | 01 April 2021 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 08 October 2018 | 22 August 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 08 October 2018 | 22 August 2019 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 10 November 2016 | 09 October 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 10 November 2016 | 09 October 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 16 March 2015 | 30 October 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 16 March 2015 | 30 October 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 31 May 2007 | 26 May 2010 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 31 May 2007 | 26 May 2010 |