SFC Licences of LEUNG Kelvin Yau-teng 梁祐庭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	6	06 March 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	06 March 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	06 March 2023
Haitong International Capital Limited 海通國際資本有限公司	RE	6	21 October 2019	02 December 2022
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	21 October 2019	02 December 2022
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	21 October 2019	02 December 2022
Privium Fund Management (HK) Limited	RE	9	28 February 2018	20 September 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RO	6	04 May 2017	18 July 2017
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RO	4	04 May 2017	18 July 2017
CLSA Limited 中信里昂證券有限公司	RO	4	04 May 2017	18 July 2017
CLSA Limited 中信里昂證券有限公司	RO	1	04 May 2017	18 July 2017
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	11 August 2016	04 May 2017
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	11 August 2016	04 May 2017
CLSA Limited 中信里昂證券有限公司	RE	4	11 August 2016	04 May 2017
CLSA Limited 中信里昂證券有限公司	RE	1	11 August 2016	04 May 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	01 June 2007	23 April 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	01 June 2007	23 April 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	01 June 2007	23 April 2016