SFC Licences of LEUNG Kelvin Yau-teng 梁祐庭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Capital Limited 海通國際資本有限公司 |
RE | 6 | 21 October 2019 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RE | 1, 4 | 21 October 2019 | |
| Privium Fund Management (HK) Limited |
RE | 9 | 28 February 2018 | 20 September 2019 |
| CLSA Limited 中信里昂證券有限公司 |
RO | 1, 4 | 04 May 2017 | 18 July 2017 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RO | 4, 6 | 04 May 2017 | 18 July 2017 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 11 August 2016 | 04 May 2017 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1, 4 | 11 August 2016 | 04 May 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RE | 1, 4, 6 | 01 June 2007 | 23 April 2016 |