SFC Licences of LEUNG Kelvin Yau-teng 梁祐庭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Capital Limited 海通國際資本有限公司
RE 6 21 October 2019
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1, 4 21 October 2019
Privium Fund Management (HK) Limited
RE 9 28 February 2018 20 September 2019
CLSA Limited 中信里昂證券有限公司
RO 1, 4 04 May 2017 18 July 2017
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 04 May 2017 18 July 2017
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 11 August 2016 04 May 2017
CLSA Limited 中信里昂證券有限公司
RE 1, 4 11 August 2016 04 May 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1, 4, 6 01 June 2007 23 April 2016