SFC Licences of RIPPETOE Grant Lee
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 7 | 04 November 2008 | 01 July 2013 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 5 | 04 November 2008 | 01 July 2013 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 2 | 04 November 2008 | 01 July 2013 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RO | 1 | 12 September 2007 | 01 July 2013 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 12 September 2007 | 01 July 2013 |
Credit Suisse Futures (Hong Kong) Limited | RO | 7 | 12 September 2007 | 24 November 2008 |
Credit Suisse Futures (Hong Kong) Limited | RO | 2 | 12 September 2007 | 24 November 2008 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 01 June 2007 | 12 September 2007 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 01 June 2007 | 12 September 2007 |
Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 01 June 2007 | 12 September 2007 |
Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 01 June 2007 | 12 September 2007 |