SFC Licences of LU Ming-hung 呂明鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1, 4 20 January 2014 14 August 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 16 August 2013 30 October 2013
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
RE 1 12 June 2007 12 January 2008