SFC Licences of ARORA Gaurav
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RE | 9 | 31 August 2012 | 07 January 2013 |
Nomura Securities (Hong Kong) Limited | RE | 2 | 04 February 2010 | 28 June 2012 |
Nomura Securities (Hong Kong) Limited | RE | 1 | 12 January 2009 | 28 June 2012 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 12 January 2009 | 19 February 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 28 June 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 28 June 2012 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 05 June 2007 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 05 June 2007 | 29 September 2008 |