SFC Licences of TAY Chien Thuan, Francis 鄭振傳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RO	9	22 February 2017	08 August 2018
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RO	4	22 February 2017	08 August 2018
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RO	1	22 February 2017	08 August 2018
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RE	9	12 October 2016	22 February 2017
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RE	4	12 October 2016	22 February 2017
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RE	1	12 October 2016	22 February 2017
ICBC International Capital Limited 工銀國際融資有限公司	RE	6	07 April 2014	12 October 2016
ICBC International Capital Limited 工銀國際融資有限公司	RE	1	07 April 2014	12 October 2016
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RO	9	05 August 2013	30 April 2014
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RO	4	05 August 2013	30 April 2014
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RO	1	05 August 2013	30 April 2014
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RE	9	14 November 2012	05 August 2013
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RE	4	14 November 2012	05 August 2013
ICBC International Fund Management Limited 工銀國際基金管理有限公司	RE	1	14 November 2012	05 August 2013
J.P. Morgan Securities (Far East) Limited	RE	4	24 September 2010	07 December 2011
J.P. Morgan Securities (Far East) Limited	RE	1	24 September 2010	07 December 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	05 June 2007	20 November 2008
Morgan Stanley Hong Kong Futures Limited	RE	2	05 June 2007	20 November 2008